Financial Services Regulatory Lawyers

Specialist legal advice for Australia's financial services and digital asset industries.

Our Focus

Caviot Legal advises licensees, financial services businesses and digital asset operators on the regulatory issues that define how they're allowed to operate – from licensing through to ongoing compliance and regulator engagement.
We act for businesses across the financial services sector, with particular strength in digital assets, cryptocurrency and blockchain, and fund management, specialising in Australian Financial Services Licence (AFSL) work, and Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF) compliance.

Digital Assets, Cryptocurrency & Blockchain

Advice for exchanges, custodians, token issuers, wallet providers, and blockchain-based businesses navigating Australia's evolving digital asset regulatory environment – including how AFSL and AML/CTF obligations apply to digital asset business models.

Learn More

AFS Licensing & Advisory

End-to-end support with Australian Financial Services Licence (AFSL) applications, variations and authorisations, plus the ongoing compliance management that comes with holding an AFSL.

Learn More

AML/CTF Compliance

Design, review and uplift of AML/CTF programs, risk assessments and reporting frameworks, alongside support engaging with AUSTRAC and responding to regulatory scrutiny.

Learn More

Why Choose Caviot Legal

Regulator-facing experience

Direct experience engaging with financial regulators, such as ASIC and AUSTRAC, on licensing, compliance and enforcement matters.

Commercially grounded advice

We give advice clients can act on – practical guidance, not just a recitation of the regulatory framework.

Active in the industry

Our team contributes to industry discussion through attendance on conference panels, consultation submissions, sitting on committees, and published commentary.

get in touch

Ready to chat? Give us a call today.

Email: contact@caviotlegal.com.au

Ph: (02) 9138 0652

► Necessary Cookies Always Active

Necessary cookies enable essential site features like secure log-ins and consent preference adjustments. They do not store personal data.

► Functional Cookies Remark

Functional cookies support features like content sharing on social media, collecting feedback, and enabling third-party tools.

► Analytical Cookies Remark

Analytical cookies track visitor interactions, providing insights on metrics like visitor count, bounce rate, and traffic sources.

► Advertisement Cookies Remark

Advertisement cookies deliver personalized ads based on your previous visits and analyze the effectiveness of ad campaigns.